Financial Institutions and Markets
April 2022 Examination

NMIMS Global Access
School for Continuing Education (NGA-SCE)
Course: Financial Institutions and Markets
Internal Assignment Applicable for April 2022 Examination
Assignment Marks: 30
Instructions:
 All Questions carry equal marks.
 All Questions are compulsory
 All answers to be explained in not more than 1000 words for question 1 and 2 and for question 3 in not more than 500 words for each subsection. Use relevant examples, illustrations as far as possible.
 All answers to be written individually. Discussion and group work is not advisable.
 Students are free to refer to any books/reference material/website/internet for attempting their assignments, but are not allowed to copy the matter as it is from the source of reference.
 Students should write the assignment in their own words. Copying of assignments from other students is not allowed.
 Students should follow the following parameter for answering the assignment questions.
1. “A Financial System acts as an intermediary between borrowers and lenders of an economy.” In the light of the above statement, explain the functions and structure of the Indian Financial System.
(10 Marks)
For Theoretical Answer
Assessment Parameter
Weightage
Introduction
20%
Concepts and Application related to the question
60%
Conclusion
20%
For Numerical Answer
Assessment Parameter
Weightage
Understanding and usage of the formula
20%
Procedure / Steps
50%
Correct Answer & Interpretation
30%
NMIMS Global Access
School for Continuing Education (NGA-SCE)
Course: Financial Institutions and Markets
Internal Assignment Applicable for April 2022 Examination
2. Rose Ltd. is a newly established company dealing in apparels. The company is currently getting good number of orders and hence is making good amount of business. To meet the expenses incurred for delivering these orders, the company is in need of short-term loans. Some financial advisors have suggested Rose Ltd. to approach Money Markets for such short-term capital requirements.
In context of the above case, you are required to explain the Meaning, Features and Instruments traded in the Money Markets. (10 Marks)
3.a. Pooja is a Software Engineer by profession. She possesses good knowledge about the Financial System and the various instruments traded in Financial Markets. She has been investing her savings in the various IPOs but is not very confident when it comes to Secondary Market.
You are therefore required to explain to Pooja the Meaning of Secondary Market along with the Trading Mechanism in the Secondary Market. (5 Marks)
3.b. Mr. Damodar has recently started investing in the Financial Market as guided by one of his close friends. Since Mr. Damodar has no detailed knowledge about the Financial Market, he is unable to understand the reasons for fluctuations in the Financial Market.
In the light of the above case, explain the Meaning and Types of Risks in Financial Market. (5 Marks)
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